-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tg4ZXBEvbhvvJkbKKM6Zg6HoYA+VR74DjoU6Q9aCr+4xlnuuC9hQ8EYLJL2w3zcl kZQz6GMLWfJFKoZiv3hrsA== 0000927089-00-000004.txt : 20000105 0000927089-00-000004.hdr.sgml : 20000105 ACCESSION NUMBER: 0000927089-00-000004 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000104 GROUP MEMBERS: FLRT, INC. GROUP MEMBERS: KNYAL WAYNE L SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BAY VIEW CAPITAL CORP CENTRAL INDEX KEY: 0000840387 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 943078031 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-40715 FILM NUMBER: 501314 BUSINESS ADDRESS: STREET 1: 1840 GATEWAY DRIVE CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 6503127200 MAIL ADDRESS: STREET 1: 2121 SOUTH EL CAMINO REAL STREET 2: 2121 SOUTH EL CAMINO REAL CITY: SAN MATEO STATE: CA ZIP: 94403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KNYAL WAYNE L CENTRAL INDEX KEY: 0001051136 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: STE 350 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 8006613622 MAIL ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: STE 1190 CITY: LOS ANGELES STATE: CA ZIP: 90067 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Bay View Capital Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 07262L101 - -------------------------------------------------------------------------------- (CUSIP Number) Wayne R. Knyal 1888 Century Park East, Los Angeles, CA 90067 800-611-3622 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 1, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box __. SCHEDULE 13D CUSIP No. 07262L101 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Wayne L. Knyal - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ---- (b) ---- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) __ - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 3,237,422 SHARES -------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY EACH REPORTING 0 PERSON WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 3,237,422 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,237,422 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES __ - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 2 of 6 CUSIP No. 07262L101 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FLRT, Inc. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ---- (b) ---- - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS OO - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) __ - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 3,237,422 SHARES -------------------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY EACH REPORTING 0 PERSON WITH -------------------------------------------------------------- 9. SOLE DISPOSITIVE POWER 3,237,422 -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,237,422 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES __ - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- 3 of 6 Item 1. Security and Issuer This statement relates to the common stock ("Shares") of Bay View Capital Corporation ("Bay View"), located at 1840 Gateway Drive, San Mateo, CA 94404. Item 2. Indentity and Background FLRT, Inc. ("FLRT") is a California corporation whose principle business address is 1888 Century Park East, Suite 350, Los Angeles, CA 90067. FLRT's principle business consists of holding Shares. Wayne L. Knyal, 1888 Century Park East, Suite 350, Los Angeles, CA 90067 is a director of Bay View and the President of a subsidiary of Bay View, Bay View Franchise Mortgage Acceptance Company ("New FMAC"), 1888 Century Park East, Suite 350, Los Angeles, CA 90067, whose principal business is originating and servicing loans to small businesses. Mr. Knyal is also the President and sole director of FLRT and owns 85% of the voting stock of FLRT. Mr. Knyal is a U.S. citizen. The only other officer of FLRT is its Secretary, Mrs. Carol Knyal, a U.S. citizen and the spouse of Mr. Knyal (collectively, the "Knyals"). Neither FLRT nor either of the Knyals has during the last five years been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Neither FLRT nor either of the Knyals has during the last five years been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Page 4 of 6 Item 3. Source and Amount of Funds or Other Consideration FLRT acquired its Shares through the conversion of 5,946,711 previously held shares of the common stock of Franchise Mortgage Acceptance Company ("FMAC") in connection with the merger (the "Merger") of FMAC into Bay View. Item 4. Purpose of Transaction FLRT involuntarily acquired its Shares pursuant to the Merger. Depending on market conditions, FLRT and/or the Knyals may from time to time sell or purchase Shares. As a director of Bay View, Mr. Knyal will participate in the evaluation of any plans or proposals which come before Bay View's Board. Except as set forth above neither FLRT nor either of the Knyals have any plans or proposals reportable under Item 4. Item 5. Interest in the Securities of the Issuer On November 1, 1999 FLRT acquired 3,237,422 Shares (9.9% of the outstanding Shares) pursuant to the Merger. FLRT has sole voting and dispositive power over all its Shares. Except as set forth above, FLRT and the Knyals neither own any Shares nor have effected any transaction in the Shares during the last 60 days. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer Pursuant to his employment agreement with New FMAC, Mr. Knyal was granted, as of November 1, 1999, options to purchase 75,000 Shares, none of which is currently exercisable. The exercise price of the options is equal to the fair market value of one Share on November 1, 1999. The options are scheduled to vest 30% on November 1, 2000; 30% on November 1, 2001; and 40% on November 1, 2002, subject to certain conditions and other provisions of his employment agreement. Except as set forth above, there are no contracts, arrangements, understandings or relationships between FLRT or either of the Knyals and any person with respect to any Shares. The Los Angeles County Superior Court has granted certain plaintiffs a $32.3 million judgement against FLRT and Mr. Knyal, and an order which restricts the encumbrance or transfer of FLRT's Shares. FLRT and Mr. Knyal are currently appealing that judgment. If their appeal is unsucessful and if they are unable to satisfy the judgment in cash, the court may award a portion of FLRT's Shares to the plaintiffs. Item 7. Material to be Filed as Exhibits Joint Filing Statement 5 of 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 31, 1999 /s/ Wayne R. Knyal ------------------ ------------------------------ Wayne R. Knyal FLRT, Inc. Date: December 31, 1999 By: /s/ Wayne R. Knyal ------------------ ------------------------------ Wayne R. Knyal President 6 of 6 Exhibit AGREEMENT FOR JOINT FILING OF SCHEDULE 13D Wayne L. Knyal and FLRT, Inc., hereby agree to jointly file a report on Schedule 13D pursuant to Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, relating to FLRT's ownership of shares of Bay View Capital Corporation. IN WITNESS WHEREOF, the undersigned have caused this Agreement to be executed in their behalf this 31st day of December, 1999. FLRT, INC. a California corporation /s/Wayne L. Knyal ----------------------------------- By: Wayne L. Knyal President /s/Wayne L. Knyal ----------------------------------- Wayne L. Knyal -----END PRIVACY-ENHANCED MESSAGE-----